Upton Financial is a California and Arizona-based firm that provides investment banking solutions. We create solid relationships with our clients through personalized services focused on the following areas: 


Seller Representation


Focused on succession planning, estate planning and liquidity issues.

Advisory Services


Representation of a company and its shareholders for the purpose of selling their business.

Management Buyout


For current company management seeking to acquire all or a portion of the company they currently run.

Buyer Representation


Assistance in developing and implementing an effective acquisition strategy to generate deal flow.

California Office
Office: (707) 523-9651

Fax: (215) 344-3711
131-A Stony Circle, Suite 500

Santa Rosa, CA 95401

CA BRE License 01240875

Arizona Office

Office: (480) 666-5556

Fax: (215) 344-3711

7373 E Doubletree Ranch Rd, Ste 200

Scottsdale, AZ 85258

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